Individual Investors

Legg Mason Funds

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Our online account access services gives you the flexibility to view your account activity at any time and includes other useful features to help you conveniently manage your account such as:

  • Purchasing, exchanging, or redeeming fund shares
  • Select to view your statements online only rather than receive them by mail
  • Changing your account address

If your account is held through one of our valued distribution partners, please consult your financial advisor for more information about your account access.

Forms & Literature

Visit our Open Account page for new account applications.

These forms can be used to manage a Legg Mason Funds Investor Services account or to open a new account.

Print and mail the appropriate document to:

U.S. Postal Service
Legg Mason Funds
P.O. Box 9699
Providence, RI 02940-9699
Overnight Carrier Address
Legg Mason Funds
4400 Computer Drive
Westborough, MA 01581
800-822-5544

Administrative Forms  
Additional Purchase To add additional money to your existing accounts.
Account Maintenance Form Change the following on your account:
  • Address
  • Bank Account Instructions
  • Dividend/Capital Gain Distribution Options
  • Add/Change a Systematic Investment Plan
  • Add/Change a Systematic Withdrawal Plan
  • Add/Change Telephone Transaction Services
Limited Power of Attorney To appoint an individual as your lawful agent to act on your behalf.
Transfer on Death Form To designate beneficiaries (or to change a previously made designation) for your individual or joint tenant with rights of survivorship account.
Coverdell ESA Distribution Request To request a distribution from your account.
Redemption Request Request a redemption from you non-retirement account.
Affidavit of Domicile This document is used to verify the state of residence of a deceased individual that must be submitted by the Executor, Administrator, or Surviving Joint tenant.
Transfer Requests  
Direct Transfer To transfer assets currently held at another financial institution to a Legg Mason Funds Investor Services account.
Change of Ownership To transfer assets between Legg Mason Fund accounts. Please note: Additional paperwork may be required to change ownership of an existing account. Click here for our Change of Ownership Guide.
Coverdell Transfer of Assets Use this form to transfer assets from a Coverdell Account to a Legg Mason Account
Coverdell Certification of Rollover Assets Use this form to certify your rollover assets coming from a Coverdell Account
Inherited IRA Transfer of Assets Form Use this form to request an Inherited IRA trustee to trustee transfer of assets
Individual Retirement Account Certification of Rollover Assets Use this form to certify your rollover assets coming from an IRA account
IRA Transfer of Assets / Direct Rollover Form Use this form to request an IRA transfer of assets or a direct rollover from an existing retirement plan account to your Legg Mason IRA.
Roth IRA Conversion Request - External Use this form to convert an IRA from another custodian to Legg Mason Funds Roth IRA
Roth IRA Conversion Request - Internal Use this form to convert a traditional, SEP or SIMPLE (after the required two year holding period) Individual Retirement Account ("IRA") within Legg Mason Funds an IRA from a Legg Mason Roth IRA
Recharacterization Request - External Use this form when recharacterizing a contribution or conversion contribution from another institution to a Legg Mason Funds IRA
Recharacterization Request - Internal Use this form when recharacterizing a traditional or Roth IRA contribution or to recharacterize a Roth IRA conversion contribution within Legg Mason Funds
Retirement Account-Specific Forms  
IRA Distribution Request To request a distribution from your account.
Required Minimum Distribution Request To request a Required Minimum Distribution from your account.
IRS Form 5305 Requirement when establishing a new SEP IRA.
Beneficiary Change To name or change your existing account's beneficiaries.
Spouse Beneficiary IRA Inheritance Request Use this form to request a distribution if you are the spousal beneficiary of an IRA
403(b) Distribution Kit Use this form to request a distribution from your 403(b) account
Non-Spouse Trust, Estate or Entity Beneficiary IRA Inheritance Request Form Use this form to request a distribution from an Inherited IRA if you are a non-spouse, trust or Estate Beneficiary
Inherited IRA Distribution Request Form Use this form to take a distribution from an Inherited IRA

Account Applications

These applications can be used for Legg Mason Funds accounts only. To open a Legg Mason Funds account you must be a United States citizen or resident, at least 18 years of age with a valid Social Security Number and have a United States street or military address.

You must also review the current prospectus for the fund(s) in which you are investing and accept the terms stated therein. The prospectus contains more complete information regarding fees and expenses. Please read it carefully before you invest or send money.

To review a prospectus for a specific product, please visit the Mutual Funds Product List and search for a specific product. Prospectuses are located on individual product pages.

To open an account, print and mail the appropriate document to:

U.S. Postal Service
Legg Mason Funds
P.O. Box 9699
Providence, RI 02940-9699
Overnight Carrier Address
Legg Mason Funds
4400 Computer Drive
Westborough, MA 01581
800-822-5544


Account Types: Account Application:
Individual
Joint Tenants with Rights of Survivorship
UGMA / UTMA
Trust

Application For Investment
Transfer on Death Transfer on Death (TOD) Account
Business Entity
Estate
Business Entity Application
Traditional IRA
Roth IRA
Marital IRA
Minor IRA
Beneficiary IRA
Rollover IRA

IRA Application (Adoption Agreement)
Inherited IRA for Non Spouse, Trust, Estate or Entity Application
Coverdell Education Savings Account ESA Application (Adoption Agreement)
Coverdell Disclosure Statement and Custodial Agreement
SIMPLE IRA SIMPLE IRA Application

All investments involve risk, including loss of principal. Past performance is no guarantee of future results. Please see each investment's individual web page for specific details regarding investment objective, risks, performance and other important information. Review this information carefully before you make any investment decision.

Click here for additional term definitions. An investor cannot invest directly in an index. Unmanaged index returns do not reflect any fees, expenses or sales charges. Click here for Index Definitions.

Mutual Funds:
Investors should consider the fund's investment objectives, risks, charges and expenses carefully before investing. Find this and other information in each fund's prospectus or if available, summary prospectus on the product specific pages of this website. Read it carefully before investing.

An investment in a money market fund is neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although a money market fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the fund.

Separately Managed Accounts (SMA):
Managed Accounts/Separately Managed Accounts (SMAs) are investment services provided by Legg Mason Private Portfolio Group, LLC (LMPPG), a federally registered investment adviser. Client portfolios are managed based on investment instructions or advice provided by one or more of the following Legg Mason-affiliated sub-advisers: ClearBridge Investments and Western Asset Management Company. Management is implemented by LMPPG, the designated sub-adviser or, in the case of certain programs, the program sponsor or its designee.

Closed-End Funds:
The Closed-End Funds are not sold or distributed by Legg Mason Investor Services, LLC ("LMIS") or any affiliate of Legg Mason, Inc. Unlike open-end funds, shares are not continually offered. Like other public companies, closed-end funds have a one-time initial public offering, and once their shares are first issued, are generally bought and sold through non-affiliated broker/dealers and trade on nationally recognized stock exchanges. Share prices will fluctuate with market conditions and, at the time of sale, may be worth more or less than your original investment. Shares of exchange-traded closed-end funds may trade at a discount or premium to their original offering price, and often trade at a discount to their net asset value. Net Asset Value (NAV) is total assets less total liabilities divided by the number of shares outstanding. Market Price, determined by supply and demand, is the price an investor purchases or sells the fund. Investment return, market price and net asset value will fluctuate with changes in market conditions. The Funds are subject to investment risks, including the possible loss of principal invested. Note that unlike other closed-end funds, Western Asset Middle Market Debt Fund is not publicly traded and is closed to new investors.

529 - Scholars Choice:
An investor should consider the Program's investment objectives, risks, charges and expenses before investing. The Program Disclosure Statement at scholars-choice.com, which contains more information, should be read carefully before investing. If an investor and/or an investor's beneficiary are not Colorado taxpayers, they should consider before investing whether their home states offer 529 plans that provide state tax and other benefits only available to state taxpayers investing in such plans.

Investments in the Scholars Choice College Savings Program are not insured by the FDIC or any other government agency and are not deposits or other obligations of any depository institution. Investments are not guaranteed by the State of Colorado, CollegeInvest, QS Legg Mason Global Asset Allocation, LLC, Legg Mason Investor Services, LLC, or Legg Mason, Inc. or its affiliates and are subject to investment risks, including loss of principal amount invested.

Scholars Choice® is a registered service mark of CollegeInvest. CollegeInvest and the CollegeInvest logo are registered trademarks. Administered and issued by CollegeInvest, State of Colorado. QS Legg Mason Global Asset Allocation, LLC is the Investment Manager and Legg Mason Investor Services, LLC is the primary distributor of interests in the Program; together they serve as Manager of the Program. QS Legg Mason Global Asset Allocation, LLC, ClearBridge Investments, LLC, Brandywine Global Investment Management, LLC, QS Batterymarch Financial Management, Inc., Royce & Associates, LLC, Western Asset Management Company and Western Asset Management Company Limited, and Legg Mason Investor Services, LLC are Legg Mason, Inc. affiliates. Thornburg Investment Management, Inc. is not affiliated with Legg Mason Inc. and its affiliates.

QS Investors is a combined investment platform comprised of QS Investors, LLC (QS), QS Batterymarch Financial Management, Inc. and QS Legg Mason Global Asset Allocation, LLC (QS LMGAA).

INVESTMENT PRODUCTS: NOT FDIC INSURED | NO BANK GUARANTEE | MAY LOSE VALUE

This site is intended for U.S. individual investors only. The products and services described on this site are generally not available to non-U.S. investors.

Legg Mason Investor Services, LLC and all entities mentioned above are subsidiaries of Legg Mason, Inc.
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