Individual Investors

Royce Funds

Account Login

You must use a unique Username to login, instead of your Social Security Number or TIN.

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Existing Shareholders: Do not have a Username?

If you do not have a Username, you may create one now using your Social Security Number/TIN and your Account Number.

If you own shares directly with Royce, Account Access allows you to manage your accounts and open new accounts online.

  • Purchase, Exchange or Redeem Shares
  • Sign up for eDelivery of statements, financial reports and tax forms
  • Add or Update an Automatic Investment Plan
Forms & Literature

Visit our Open Account page for new account applications.

Print and mail the appropriate document to:

U.S. Postal Service
The Royce Funds
c/o BFDS-Midwest
P.O. Box 219012
Kansas City, MO 64121-6012
Registered or Overnight Mail
The Royce Funds
c/o BFDS-Midwest
330 West 9th Street, 4th floor
Kansas City, MO 64105

Administrative Documents Use this document to:
Shareholder Services Guide Learn more about the services available for direct shareholders and important policy information regarding Royce Fund accounts in the "General Shareholder Information" section of each fund's prospectus. If you purchase Fund shares through a third-party intermediary, investment minimums, commissions, fees, policies and procedures may differ from those described in the Prospectus.
Retirement Account Distribution Request Form Request a distribution from your account
Retirement Account Designation of Beneficiary Form Name or change your existing account's beneficiary
IRA Transfer of Asset Form Transfer assets currently held at another financial firm to a Royce Funds IRA account
Coverdell Education Savings Account Transfer of Assets Form Transfer assets currently held at another financial firm to a Royce Funds Coverdell Education Savings account

Account Applications

To open a mutual fund account directly with The Royce Funds, complete the appropriate application. You must be a United States citizen or resident, at least 18 years of age with a valid Social Security Number and have a United States street or military address.

You must also review the current prospectus for the fund(s) in which you are investing and accept the terms stated therein. The prospectus contains more complete information regarding fees and expenses. Please read it carefully before you invest or send money.

Once completed, mail the appropriate documents to:

U.S. Postal Service
The Royce Funds
c/o BFDS-Midwest
P.O. Box 219012
Kansas City, MO 64121-6012
Registered or Overnight Mail
The Royce Funds
c/o BFDS-Midwest
330 West 9th Street, 4th floor
Kansas City, MO 64105
For additional applications and forms visit:The Royce Funds website.
Account Types: Account Application:
Individual, Joint, UGMA/UTMA Accounts Investment and Service Class Shares Application
Shareholder Guide
Visit The Royce Funds website for applications specific to Institutional, Consultant and Service class Shares.
IRA Application (Adoption Agreement)
Disclosure Statement and Custodial Agreement
IRA Transfer of Assets Form (if applicable)
Coverdell Education Savings Account Application (Adoption Agreement)
Coverdell Information Booklet
Coverdell ESA Transfer of Assets Form (if applicable)

All investments involve risk, including loss of principal. Past performance is no guarantee of future results. Please see each investment's individual web page for specific details regarding investment objective, risks, performance and other important information. Review this information carefully before you make any investment decision.

Click here for additional term definitions. An investor cannot invest directly in an index. Unmanaged index returns do not reflect any fees, expenses or sales charges. Click here for Index Definitions.

Mutual Funds:
Investors should consider the fund's investment objectives, risks, charges and expenses carefully before investing. Find this and other information in each fund's prospectus or if available, summary prospectus on the product specific pages of this website. Read it carefully before investing.

An investment in a money market fund is neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although a money market fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the fund.

Separately Managed Accounts (SMA):
Managed Accounts/Separately Managed Accounts (SMAs) are investment services provided by Legg Mason Private Portfolio Group, LLC (LMPPG), a federally registered investment adviser. Client portfolios are managed based on investment instructions or advice provided by one or more of the following Legg Mason-affiliated sub-advisers: ClearBridge Investments and Western Asset Management Company. Management is implemented by LMPPG, the designated sub-adviser or, in the case of certain programs, the program sponsor or its designee.

Closed-End Funds:
The Closed-End Funds are not sold or distributed by Legg Mason Investor Services, LLC ("LMIS") or any affiliate of Legg Mason, Inc. Unlike open-end funds, shares are not continually offered. Like other public companies, closed-end funds have a one-time initial public offering, and once their shares are first issued, are generally bought and sold through non-affiliated broker/dealers and trade on nationally recognized stock exchanges. Share prices will fluctuate with market conditions and, at the time of sale, may be worth more or less than your original investment. Shares of exchange-traded closed-end funds may trade at a discount or premium to their original offering price, and often trade at a discount to their net asset value. Net Asset Value (NAV) is total assets less total liabilities divided by the number of shares outstanding. Market Price, determined by supply and demand, is the price an investor purchases or sells the fund. Investment return, market price and net asset value will fluctuate with changes in market conditions. The Funds are subject to investment risks, including the possible loss of principal invested. Note that unlike other closed-end funds, Western Asset Middle Market Debt Fund is not publicly traded and is closed to new investors.

529 - Scholars Choice:
An investor should consider the Program's investment objectives, risks, charges and expenses before investing. The Program Disclosure Statement at, which contains more information, should be read carefully before investing. If an investor and/or an investor's beneficiary are not Colorado taxpayers, they should consider before investing whether their home states offer 529 plans that provide state tax and other benefits only available to state taxpayers investing in such plans.

Investments in the Scholars Choice College Savings Program are not insured by the FDIC or any other government agency and are not deposits or other obligations of any depository institution. Investments are not guaranteed by the State of Colorado, CollegeInvest, QS Legg Mason Global Asset Allocation, LLC, Legg Mason Investor Services, LLC, or Legg Mason, Inc. or its affiliates and are subject to investment risks, including loss of principal amount invested.

Scholars Choice® is a registered service mark of CollegeInvest. CollegeInvest and the CollegeInvest logo are registered trademarks. Administered and issued by CollegeInvest, State of Colorado. QS Legg Mason Global Asset Allocation, LLC is the Investment Manager and Legg Mason Investor Services, LLC is the primary distributor of interests in the Program; together they serve as Manager of the Program. QS Legg Mason Global Asset Allocation, LLC, ClearBridge Investments, LLC, Brandywine Global Investment Management, LLC, QS Batterymarch Financial Management, Inc., Royce & Associates, LLC, Western Asset Management Company and Western Asset Management Company Limited, and Legg Mason Investor Services, LLC are Legg Mason, Inc. affiliates. Thornburg Investment Management, Inc. is not affiliated with Legg Mason Inc. and its affiliates.

QS Investors is a combined investment platform comprised of QS Investors, LLC (QS), QS Batterymarch Financial Management, Inc. and QS Legg Mason Global Asset Allocation, LLC (QS LMGAA).


This site is intended for U.S. individual investors only. The products and services described on this site are generally not available to non-U.S. investors.

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